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OSC team will likely be Talking in the Milliken Mills Group Centre. The Secure Your cash presentation may help Group customers find out how to guard by themselves from financial investment fraud, what questions to inquire before they commit and how to make extra informed money decisions.

Go to the OSC's Trader presentation, Guard Your cash to understand fraud prevention, deciding on and dealing with an advisor and how to make much more knowledgeable investing decisions.

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OSC staff are going to be Talking to new Canadians with regards to the OSC, dollars administration, fraud prevention, what concerns to inquire ahead of investing and in which to seek out impartial monetary facts.

The OSC declared in April that it'll maintain a roundtable to further examine the problems elevated in OSC Staff Consultation Paper 15-401, which proposed a whole new whistleblower program to motivate the reporting of great misconduct of Ontario securities legislation towards the OSC. This system might be the very first of its kind for securities regulators in Canada.

OSC staff members will probably be Talking to the Barclays Girls Club to aid them learn how to protect on their own from investment decision fraud and what inquiries to talk to right before they invest.

OSC workers are going to be Chatting with Unifor Nearby 1451 retirees about fraud avoidance. The Defend Your cash presenters will help retirees find out to recognize the crimson flags of fraud and also hear about some widespread different types of fraud.

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Obtain an awareness of the problems and tasks that CRR focused on in the calendar year, together with crucial deficiencies identified for the duration of our compliance reviews and associated best tactics Hear about emerging troubles that may have to have consideration from a compliance standpoint

Who must show up at: Financial commitment fund sector participants, for example investment fund supervisors and sellers and advisers who recommend mutual funds to their customers, who have an interest within the investigation executed by The Brondesbury Group and Professor Cummings

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Go to the OSC's investor presentation, Guard Your hard earned money to study fraud prevention, deciding on and dealing with an advisor and how to make a lot more knowledgeable investing selections.

This March, senior leaders will appear alongside one another to tackle the public coverage implications of the new landscape because it affects usage of financial assistance for Canadians of all earnings and prosperity concentrations.

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A multi-faceted initiative, OSC staff members are travelling to communities throughout Ontario to each provide investor seminars on fraud prevention whilst also Assembly with local see this website small business, govt officers, legislation enforcement and various Local community important source businesses which can be impacted by the province's securities regulation.

Find out about difficulties of servicing an ever more ageing investor demographic Attain insight into what to incorporate in procedures and procedures for handling “senior” clientele

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OSC employees is going to be speaking to users of the Neighborhood to help them learn how to acknowledge and defend by themselves from investment fraud.

The seminar will explore securities regulatory issues for little and medium-sized organizations looking to elevate funds within the private and non-private markets.

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